The financial services industry makes up one of the economy’s most important and influential sectors, as it covers a very broad range of activities and professional services. Banking, investing, brokers, mortgage lenders, insurance companies, securities traders, investors, financial advisors, and Wall Street all make up the financial services industry. This industry spans across big and small business, as well as nonprofits and government entities to provide the right financial services for markets served.

A leader in our nation’s economy, financial services provide the flow of capital and liquidity in our marketplace. When the financial services sector is strong, the economy grows. In turn, businesses and professionals within the industry are better suited to manage risk and keep the economy moving in the right direction. Together, when the financial services sector and the economy are strong, consumers tend to earn more and feel more confident about making large purchases, making use of financial services to borrow and spend.


In October 2018, FINRA rolled out a new streamlined examination process for professionals in the financial securities industry, broadening the career opportunities for those who certify. This exam is the Securities Industry Essentials (SIE) exam and is the new standard.

TCC Corporate Solutions & Economic Development, in partnership with Cerifi, offers an asynchronous review program for the SIE exam prep. Upon passing the exam, scores are valid for four years. All business majors should consider taking the SIE course, even if you are not ready to move on to the SIE exam. This course will prepare you with the industry knowledge you needed to get your dream job.

This sector has undergone tremendous change and transformation over time, continuing to meet the needs and demands of consumers. Similarly, the education and training needed by financial services professionals has evolved over the years to stay relevant and up to speed with the industry. The Financial Industry Regulatory Authority (FINRA) is an independent, nongovernmental organization that writes and enforces the rules governing all financial service professionals working in the U.S. To become registered by FINRA, professionals are required to pass qualification exams to demonstrate competence in their industry.

Gain a competitive advantage by developing a skill set that’s in demand, worldwide.

For more information on the program partnership, please visit: TCC.Cerifi.com


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